Former Marine, former Clarence Thomas clerk Margaret "Meg" Ryan moves from Armed Forces appeals court to lead light-touch Atkins-era Enforcement at SEC
16 hours ago
What fund boards need to ask about cybersecurity
Withdrawal of the SEC’s proposed cybersecurity rules leaves boards to decide whether investors are sufficiently protected
Addition of two interested directors comes on the heels of the company’s entrance into market for ETF products
SEC enforcement has changed, but the agency will still hold individuals accountable for changes designed to mislead investigators about the quality of an advisers' records
Interactive graphics present market data on funds, IPOs, advisers, investors and other elements over time, market category and geography
1 week ago
How is AI being used in asset management?
Report on most common use cases for generative AI show where it can help, but oversight may still be lagging
ARA, ICI add weight to those eager to give retirement plans, mutual funds and ETFs greater access to investment in private- and digital-assets
IDX becomes Trailmark, replaces two of three trustees, adds new officers and new legal counsel
SEI presaged May retirement of William Doran by appointing former CFO Dennis McGonigle as interested trustee and adding indies Niepoky and Walker to board now overseeing 10 SEI trusts
Consolidating disparate AI development toward a single goal could make SEC operations faster, more efficient, according to SEC
