Big policy changes leaves interpretation and exam/enforcement decisions unclear for SEC staff still adapting to drastically changed outlook under Atkins
Holli Ladhani, Michael Mears step into single-fund board as Anne Costin and Albert Richey step away
Longtime CPA, business consultant Phillip Kennedy, joined Buffalo board in 1995
Average 4.6% pay raise includes wide variation based on number and variety of funds involved, trend toward more formal recruitment and operation of boards
Vanguard to pay full penalty to SEC after whistleblower identifies conflict
2 weeks ago
DIM boss touts rise in fund feedback
Fund-industry representatives are finally coming to talk to the SEC about compliance and regulatory problems, according to DIM director Natasha Vij Greiner who made engagement with the industry a major goal of the DIM
2 weeks ago
Consolidation adds three to Davis Funds board
One retirement, two resignations keep numbers down in effort to streamline oversight by combining Davis, Selected, Clipper boards into one
2 weeks ago
Be careful what you wish for
White House effort to control SEC could put investor interests at risk; Fund Directions digital edition March/April 2025
2 weeks ago
Great expectations, uncertain future
Outlook for 2025 FD digital edition Jan/Feb 2025
1 month ago
GAO to review rapid changes at SEC
The watchdog GAO will begin a review of big changes at the SEC within three months following a request by Democratic senators
