2 days ago
DIM boss touts rise in fund feedback
Fund-industry representatives are finally coming to talk to the SEC about compliance and regulatory problems, according to DIM director Natasha Vij Greiner who made engagement with the industry a major goal of the DIM
One retirement, two resignations keep numbers down in effort to streamline oversight by combining Davis, Selected, Clipper boards into one
5 days ago
Be careful what you wish for
White House effort to control SEC could put investor interests at risk; Fund Directions digital edition March/April 2025
5 days ago
Great expectations, uncertain future
Outlook for 2025 FD digital edition Jan/Feb 2025
1 month ago
GAO to review rapid changes at SEC
The watchdog GAO will begin a review of big changes at the SEC within three months following a request by Democratic senators
ASA Gold and Precious Metals board launched a shorter-term shareholder rights plan one business day after a court struck down old one for violating 120-day limit
1 month ago
DOGE arrives at SEC
DOGE staffers are being 'onboarded' according to an internal email from the SEC telling staff to be polite but run substantive requests by a liaison team
Commissioner Crenshaw blasts SEC for ‘unlawful,’ ‘political’ effort to kill highly controversial rule without due process
1 month ago
Uyeda promises stability amidst upheaval
Industry leaders are relieved at the promise of low-intensity regulation, despite drastic changes driven by a reality that bears little resemblance to an orderly blueprint
1 month ago
More than 500 SEC staff may take buyout: reports
Enforcement to take hardest hit of buyout that could shrink staff 10% to 15%, well below size at the end of Trump1, even without further reductions
