Commission revives N-PORT changes from swing-pricing rule, making asset reports monthly rather that quarterly, making disclosures public after 60 days
SEC to vote Aug. 28 on accelerated N-PORT reporting, “guidance” on fund liquidity management programs
Explosion of AI use, retraction of SEC rule leaves fund boards wondering what risks to monitor in adviser use of AI for content, automation
Massachusetts is the first state to join the SEC in probing the potential of AI applications to cause conflicts of interest, but AI poses a much greater danger as well, Gensler continues to warn
Two former partners at Deloitte, PriceWaterhouseCooper expand board overseeing 49 mutual funds, ETFs and CEFs to 11, 10 of whom are independent
NSCP bucks tradition with 10-session curriculum designed to train regulators on industry realities
New regs give fund industry potential preview of final cybersecurity rules for funds, advisers
SEC officials said nothing about the problem that prompted Best's decision, how long he would be out or what other changes his absence might cause
Firehose of new regulation, market complexity cited as reasons for boost in fund-board pay
Drop in AUMs, bonuses brought CCO compensation down 3.7%, as regulatory pressures grew more intense