Senate committee cancels vote on Crenshaw renomination due to ongoing fight over crypto and GOP opposition
Deborah Jackson becomes vice chair as board shrinks to 12 members
3 weeks ago
Industry presses for post-Gensler changes at SEC
New administration, resignations of Gensler, Lizárraga promise big changes in strained relationship between industry, regulators
Fund directors can stay ahead of the rapid rise of AI in the investment industry by understanding what fund managers want the AI to do
1 month ago
Retirement leaves empty seat on PFS Fund board
Allen Brown’s Sept. 6 retirement after 14 years overseeing the 13-fund series trust reduces board from four indies to three
Charges line up with Gensler 'fraud is fraud' guidelines of other cases, but don't answer board questions about what other risks to guard against
Departure of SEC enforcement chief Gurbir Grewal, associate director Carolyn Welshans are the first in what could be a flood of senior-level departures at the close of the Biden administration
SEC vows to stick to enforcement plan after departure of enforcement boss slammed for high fines, tough enforcement of off-channel communications, crypto, recordkeeping
Task force formed in 2021 disappeared in June following opposition to ESG and climate regulations from Congress, the courts and public companies
2 months ago
CEFs lose another tool to deter activists
SEC prohibits complex-wide standstill agreements used by CEF boards seeking ceasefires to delay activist campaigns
