1 week ago
GAO to review rapid changes at SEC
The watchdog GAO will begin a review of big changes at the SEC within three months following a request by Democratic senators
ASA Gold and Precious Metals board launched a shorter-term shareholder rights plan one business day after a court struck down old one for violating 120-day limit
4 weeks ago
DOGE arrives at SEC
DOGE staffers are being 'onboarded' according to an internal email from the SEC telling staff to be polite but run substantive requests by a liaison team
Commissioner Crenshaw blasts SEC for ‘unlawful,’ ‘political’ effort to kill highly controversial rule without due process
1 month ago
Uyeda promises stability amidst upheaval
Industry leaders are relieved at the promise of low-intensity regulation, despite drastic changes driven by a reality that bears little resemblance to an orderly blueprint
1 month ago
More than 500 SEC staff may take buyout: reports
Enforcement to take hardest hit of buyout that could shrink staff 10% to 15%, well below size at the end of Trump1, even without further reductions
Tantra to be MFDF chair in 2026 after Donohue retires; plans include deeper education in alternative assets, more training for trustees moving into board leadership roles
1 month ago
DIM boss promises new marketing rule FAQs
Transparency advocate Natasha Greiner said new guidance will allow RIAs to advertise gross individual performance as well as net, if the context is right
1 month ago
Gov’t shutdown would put SEC on hold
A government shutdown beginning March 14 would leave 400 of 5,000 SEC staff on duty, freeze all but emergency action and enforcement
1 month ago
Uyeda calls flurry of SEC changes ‘methodical’
Despite reversals, reorganization, acting chair Mark Uyeda promises slow changes to address 'overly ambitious' Gensler-era SEC
