Addition of two interested trustees expands board from 10 to 12
Clashed with fund industry over aggressive enforcement, ambitious rulemaking, and lack of engagement
Fund directors can stay ahead of the rapid rise of AI in the investment industry by understanding what fund managers want the AI to do and what they're doing to make sure the AI knows that too
SEC charges managers of three ETFs with failure to fully screen fossil-fuel, tobacco assets after assurances to investors, board
Veteran indie Thomas Folliard takes over from retiring Baron Capital president/COO Linda Martinson
ETF division head Patrick O’Connor replaces firm CEO Jennifer Johnson as interested trustee
Judge rules it is possible for board nominees to clear the higher threshold in proxy elections
3 weeks ago
Retirement leaves empty seat on PFS Fund board
Allen Brown’s Sept. 6 retirement after 14 years overseeing the 13-fund series trust reduces board from four indies to three
Cynthia Plouché steps back after two years spent challenging SEC rulemaking, bolstering D&I programs
Retirements of Driscoll, Herring, and Searcy will mark nine departures since 2018
