Trustees expect respite from rules and exams, plus green light for product innovation
Appointment of Darrell Braman offsets year-end retirement of 12-year veteran Kyle Prechtl Legg
Bold rulemaking efforts stalled, while enforcement actions stuck to pre-existing principles
Rebecca Patterson, Barbara Venneman to replace Emerson Fullwood, F. Joseph Loughrey
Veteran board members James McTaggart, James Tullis to retire at year’s end
Ex-commissioner Jackson calls on regulators to reject proposal but support CEF defenses
Addition of two interested trustees expands board from 10 to 12
Clashed with fund industry over aggressive enforcement, ambitious rulemaking, and lack of engagement
SEC charges managers of three ETFs with failure to fully screen fossil-fuel, tobacco assets after assurances to investors, board
Veteran indie Thomas Folliard takes over from retiring Baron Capital president/COO Linda Martinson
