5 years ago
Court denies request to resuscitate DOL rule
Fifth Circuit deals fiduciary rule another blow, after vacating rulemaking in March
6 years ago
Appeals court knocks out DOL rule
Ball lands in SEC’s court after DOL’s approach deemed ‘unreasonable’
6 years ago
T. Rowe preps for vice chair’s retirement
T. Rowe Price is making several upper management changes ahead of the anticipated retirement of its fund board’s vice chairman, Ed Bernard, at the end of the year. Bernard has worked at…
6 years ago
AllianzGI to pay $12m over self-dealing
Complaint alleged other, better performing investment options were available
6 years ago
DOL fiduciary rule exemptions officially delayed
Best interest contract exemption and principal transaction exemptions delayed 18 months
6 years ago
DOL finalizes fiduciary rule delay request
Rule is technically effective, but Best Interest Contract Exemption likely delayed
6 years ago
ICI urges uniform approach to fiduciary standard
Industry group encourages SEC, DOL collaboration on amended best interest standard
6 years ago
DOL plots 18-month fiduciary rule delay
Not-yet-implemented parts of best interest contract exemption pushed to next July
